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Presentation
Presentation
This curricular unit studies an important area when it comes to financial and capital markets, namely the study of financial instruments and stock exchange law.
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Class from course
Class from course
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Degree | Semesters | ECTS
Degree | Semesters | ECTS
Master Degree | Semestral | 7
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Year | Nature | Language
Year | Nature | Language
1 | Mandatory | Português
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Code
Code
ULHT6659-24567
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Prerequisites and corequisites
Prerequisites and corequisites
Not applicable
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Professional Internship
Professional Internship
Não
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Syllabus
Syllabus
1.Historical background. 2.European harmonization. 3.Financial Instruments. 4.Financial Instruments: types andcharacteristics. 5.Markets and trading systems. 6.Market regulation and supervision.7. Financial intermediaries.8.Information duties and liability.
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Objectives
Objectives
The Sylabus includes a systematic analysis of several subjects that are related with Securities and Stock Market Law,allowing to acquaint the students with the essential topics and create an extensive understanding of their integration inthe context of the financial system. The student will be exposed to the historical background and legal sources of the Law of Securities, to afterwards beintroduced to its relevant operative concepts, with an approach to the notion of security and financial instrument, aswell as the different types and characteristics of said instruments. Afterwards, the study of the financial market rests on the figure of the regulated stock market, as a paradigmaticexample for the study of the different subjects and operations, as well as their necessary interaction with theinstitutional model of regulation and supervision, with a special focus on the Portuguese context.
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Teaching methodologies and assessment
Teaching methodologies and assessment
Combining a practical approach with a strong theoretical analysis of the subject, the lecturer presentation will besupported by student participation and student led presentations, in a way that instils and promotes their research andcritical analysis and discussion capabilities. Assessment will consist of the preparation and presentation of a writtenwork, based on one of the topics taught during the curricular unit and with added research work performed by thestudent. The evaluation can also be done by means of a final exam.
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References
References
Antunes, José Engrácia (2020). Os Instrumentos Financeiros. Almedina. Cordeiro, A. Barreto Menezes (2019). Manual de Direito dos Valores Mobiliários. Almedina. Câmara, Paulo (2018). Manual de Direito dos Valores Mobiliários.Almedina. Steinberg, Marc I. (2018). Understanding Securities Law. Carolina Academic Press. Silva, João Calvão Da (2017). Banca, Bolsa e Seguros. Almedina. Moloney, Niamh (2016).EU Securities and Financial Markets Regulation. OUP Oxford. Ferreira, Amadeu José (1997). Direito dos Valores Mobiliários. AAFDL.
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Office Hours
Office Hours
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Mobility
Mobility
No